#!/usr/bin/env bash set -euo pipefail # CASAN H5 Governance Harness # Usage: # governance-check.sh [action-name] # # Non-interactive by default. High-risk actions are denied unless: # CASAN_APPROVAL_DECISION=approve CASAN_APPROVER= INPUT_FILE="${1:-}" OUTPUT_FILE="${2:-}" ACTION_NAME="${3:-agent_step}" if [[ -z "$INPUT_FILE" || -z "$OUTPUT_FILE" ]]; then echo "Usage: governance-check.sh [action-name]" >&2 exit 64 fi SCRIPT_DIR="$(cd "$(dirname "${BASH_SOURCE[0]}")" && pwd)" source "$SCRIPT_DIR/casan-paths.sh" PROJECT_ROOT="$CASAN_APP_ROOT" LOG_DIR="$CASAN_STATE_ROOT/logs" TRACE_DIR="$LOG_DIR/trace" AUDIT_DIR="$LOG_DIR/audit" mkdir -p "$TRACE_DIR" "$AUDIT_DIR" "$(dirname "$OUTPUT_FILE")" if [[ ! -f "$INPUT_FILE" ]]; then echo "GOVERNANCE_DENIED: input file not found: $INPUT_FILE" >&2 exit 1 fi timestamp() { date -u +"%Y-%m-%dT%H:%M:%SZ" } new_trace_id() { if command -v uuidgen >/dev/null 2>&1; then uuidgen | tr '[:upper:]' '[:lower:]' else printf 'trace-%s-%s\n' "$(date +%s)" "$$" fi } hash_text() { if command -v sha256sum >/dev/null 2>&1; then sha256sum | awk '{print $1}' else shasum -a 256 | awk '{print $1}' fi } json_escape() { python -c 'import json,sys; print(json.dumps(sys.stdin.read()))' 2>/dev/null || sed 's/\\/\\\\/g; s/"/\\"/g' } TRACE_ID="$(new_trace_id)" TIMESTAMP="$(timestamp)" INPUT="$(cat "$INPUT_FILE")" LOWER_INPUT="$(printf '%s' "$INPUT" | tr '[:upper:]' '[:lower:]')" ACTOR="${CASAN_ACTOR:-${CASAN_AGENT:-}}" APPROVER="${CASAN_APPROVER:-}" APPROVAL_DECISION="${CASAN_APPROVAL_DECISION:-auto}" AUDIT_LOG="$AUDIT_DIR/audit.jsonl" RISK_LEVEL="low" REASONS=() ACTION_CLASS="unknown" RISK_FACTORS_JSON='{"action_risk":"high","content_risk":"high","environment_risk":"low","identity_risk":"low","resource_risk":"low"}' EVIDENCE_REQUIREMENT="required" RISK_POLICY_DECISION="require_approval" KERNEL_CLI="$CASAN_HARNESS_ROOT/scripts/python/kernel_cli.py" RISK_JSON="" RISK_RC=0 if [[ -f "$KERNEL_CLI" ]]; then RISK_JSON="$(python3 "$KERNEL_CLI" risk --action "$ACTION_NAME" --tool "$ACTION_NAME" \ --content-file "$INPUT_FILE" --actor "$ACTOR" --environment "${CASAN_PROFILE:-development}" 2>/dev/null)" || RISK_RC=$? else RISK_RC=127 fi if [[ "$RISK_RC" -eq 0 && -n "$RISK_JSON" ]]; then RISK_FIELDS="$(python3 - "$RISK_JSON" <<'PY' import json, sys payload = json.loads(sys.argv[1]) print("\t".join([ str(payload["action_class"]), str(payload["effective_risk"]), json.dumps(payload["risk_factors"], sort_keys=True, separators=(",", ":")), str(payload["evidence_requirement"]), str(payload["decision"]), ])) PY )" || RISK_RC=$? fi if [[ "$RISK_RC" -eq 0 && -n "${RISK_FIELDS:-}" ]]; then IFS=$'\t' read -r ACTION_CLASS RISK_LEVEL RISK_FACTORS_JSON EVIDENCE_REQUIREMENT RISK_POLICY_DECISION <<< "$RISK_FIELDS" REASONS+=("action-risk-floor:$ACTION_CLASS") else RISK_LEVEL="high" ACTION_CLASS="unknown" RISK_POLICY_DECISION="require_approval" REASONS+=("action-risk-classifier-failed-closed") fi APPROVAL_STATUS="auto_approved" DECISION="approved" if [[ "$RISK_LEVEL" == "medium" ]]; then APPROVAL_STATUS="policy_auto_approved_with_audit" fi if [[ "$RISK_POLICY_DECISION" == "deny" ]]; then APPROVAL_STATUS="actor_identity_required" DECISION="denied" REASONS+=("actor-identity-required") elif [[ "$RISK_LEVEL" == "high" || "$RISK_LEVEL" == "critical" || "$RISK_POLICY_DECISION" == "require_approval" ]]; then APPROVAL_STRICT_EFFECTIVE="${CASAN_APPROVAL_STRICT:-0}" [[ "${CASAN_PROFILE:-}" == "prod" || "${CASAN_PROFILE:-}" == "production" || "${CASAN_PROFILE:-}" == "strict" ]] && APPROVAL_STRICT_EFFECTIVE="1" if [[ "$APPROVAL_STRICT_EFFECTIVE" == "1" ]]; then # Approval-identity mode (V20): an env-var approver is NOT enough — the # reviewer must cryptographically SIGN this exact request and their role must # be authorized for the action. SoD (actor != approver) still enforced. if [[ "$APPROVAL_DECISION" == "approve" && -n "$APPROVER" && ( -n "${CASAN_APPROVAL_SIG:-}" || -n "${CASAN_APPROVAL_JWT:-}" ) ]]; then if [[ "$APPROVER" == "$ACTOR" ]]; then APPROVAL_STATUS="separation_of_duties_violation" DECISION="denied" REASONS+=("separation-of-duties:actor-equals-approver") else AV_RC=0 AV_OUT="$(bash "$SCRIPT_DIR/approval-verify.sh" "$ACTION_NAME" "$ACTOR" "$INPUT_FILE" "$APPROVER" "${CASAN_APPROVAL_SIG:-"-"}" 2>/dev/null)" || AV_RC=$? if [[ "$AV_RC" -eq 0 ]]; then if printf '%s' "$AV_OUT" | grep -q "mechanism=oidc"; then APPROVAL_STATUS="human_approved_oidc" else APPROVAL_STATUS="human_approved_signed" fi DECISION="approved" REASONS+=("signed-approval:${AV_OUT#APPROVAL_OK }") else APPROVAL_STATUS="approval_signature_invalid" DECISION="denied" REASONS+=("signed-approval-failed") fi fi else APPROVAL_STATUS="approval_required_signed" DECISION="denied" REASONS+=("strict-requires-signed-approval") fi elif [[ "$APPROVAL_DECISION" == "approve" && -n "$APPROVER" ]]; then if [[ "$APPROVER" == "$ACTOR" ]]; then # Separation of duties: the submitter may not approve their own action. APPROVAL_STATUS="separation_of_duties_violation" DECISION="denied" REASONS+=("separation-of-duties:actor-equals-approver") else APPROVAL_STATUS="human_approved" DECISION="approved" fi else APPROVAL_STATUS="approval_required" DECISION="denied" fi fi INPUT_HASH="$(printf '%s' "$INPUT" | hash_text)" OUTPUT_CONTENT="$INPUT" OUTPUT_HASH="$(printf '%s' "$OUTPUT_CONTENT" | hash_text)" PREV_HASH="" if [[ -s "$AUDIT_LOG" ]]; then PREV_HASH="$(tail -n 1 "$AUDIT_LOG" | sed -n 's/.*"record_hash":"\([^"]*\)".*/\1/p')" fi REASONS_JSON="$(printf '%s\n' "${REASONS[@]:-}" | python -c 'import json,sys; print(json.dumps([x for x in sys.stdin.read().splitlines() if x]))')" # approver and output_hash are part of the hashed core so they cannot be # silently mutated after the fact. RECORD_CORE="$(printf '%s|%s|%s|%s|%s|%s|%s|%s|%s|%s|%s|%s|%s|%s' "$TIMESTAMP" "$TRACE_ID" "$ACTION_NAME" "$ACTION_CLASS" "$ACTOR" "$RISK_LEVEL" "$RISK_FACTORS_JSON" "$EVIDENCE_REQUIREMENT" "$DECISION" "$APPROVAL_STATUS" "$APPROVER" "$INPUT_HASH" "$OUTPUT_HASH" "$PREV_HASH")" RECORD_HASH="$(printf '%s' "$RECORD_CORE" | hash_text)" TRACE_FILE="$TRACE_DIR/governance-$TRACE_ID.json" # SEC-05 (H-04): serialize both the standalone trace file and the appended audit # chain line via json.dumps. Previously ACTOR/APPROVER/ACTION_NAME were interpolated # raw, so a value containing `"` + newline could inject a SECOND forged audit record # (a fabricated "approved" decision). The record_hash is still computed from # RECORD_CORE above, so verify-audit-chain.sh recomputes and matches unchanged. # SEC-29 (X-05): the audit write must FAIL CLOSED. If the audit log cannot be # written (disk full, read-only, quota), there must be NO governed action without # its accountability record — deny and empty the output rather than proceed. if ! CASAN_GC_REASONS="$REASONS_JSON" python - "$TRACE_FILE" "$AUDIT_LOG" \ "$TIMESTAMP" "$TRACE_ID" "$ACTION_NAME" "$ACTION_CLASS" "$ACTOR" "$RISK_LEVEL" \ "$RISK_FACTORS_JSON" "$EVIDENCE_REQUIREMENT" "$DECISION" "$APPROVAL_STATUS" \ "$APPROVER" "$INPUT_HASH" "$OUTPUT_HASH" "$PREV_HASH" "$RECORD_HASH" <<'PY' import json, os, sys (trace_file, audit_log, ts, trace_id, action, action_class, actor, risk, risk_factors_json, evidence_requirement, decision, approval_status, approver, input_hash, output_hash, prev_hash, record_hash) = sys.argv[1:] try: reasons = json.loads(os.environ.get("CASAN_GC_REASONS") or "[]") except ValueError: reasons = [] rec = { "schema_version": 2, "category": "runtime_control", "timestamp": ts, "trace_id": trace_id, "harness": "H5-governance", "action": action, "action_class": action_class, "actor": actor, "risk_level": risk, "effective_risk": risk, "risk_factors": json.loads(risk_factors_json), "evidence_requirement": evidence_requirement, "decision": decision, "approval_status": approval_status, "approver": approver, "input_hash": input_hash, "output_hash": output_hash, "previous_record_hash": prev_hash, "record_hash": record_hash, } trace = {**rec, "reasons": reasons} with open(trace_file, "w", encoding="utf-8") as f: json.dump(trace, f, indent=2) f.write("\n") with open(audit_log, "a", encoding="utf-8") as f: # Compact separators: the chain line is regex-parsed elsewhere and must match # the original printf format (no space after ':' / ','). f.write(json.dumps(rec, separators=(",", ":")) + "\n") f.flush() os.fsync(f.fileno()) PY then : > "$OUTPUT_FILE" 2>/dev/null || true echo "GOVERNANCE_DENIED trace_id=$TRACE_ID reason=audit_unwritable (fail-closed: no governed action without an audit record)" >&2 exit 2 fi # --- External anchor: cryptographically sign the new chain head --- # A re-forged chain (recomputed hashes) changes the head; without the private # key the attacker cannot produce a matching signature, so verification fails. # Development may use a local key for self-contained demonstration. Production # refuses that path unless an explicit emergency override is visible in evidence. PRODUCTION_PROFILE=0 [[ "${CASAN_PROFILE:-}" == "prod" || "${CASAN_PROFILE:-}" == "production" || "${CASAN_PROFILE:-}" == "strict" ]] && PRODUCTION_PROFILE=1 EMERGENCY_TRUST_OVERRIDE="${CASAN_TRUST_EMERGENCY_OVERRIDE:-0}" TRUST_LOG="$CASAN_STATE_ROOT/logs/readiness/trust-capabilities.jsonl" mkdir -p "$(dirname "$TRUST_LOG")" if [[ "$PRODUCTION_PROFILE" == "1" && "$EMERGENCY_TRUST_OVERRIDE" != "1" ]]; then TRUST_RC=0 TRUST_JSON="$(python3 "$KERNEL_CLI" trust-capabilities 2>/dev/null)" || TRUST_RC=$? if [[ "$TRUST_RC" -ne 0 ]]; then if [[ -n "$TRUST_JSON" ]]; then printf '%s\n' "$TRUST_JSON" >> "$TRUST_LOG" else printf '{"ready":false,"severity":"critical","reason_codes":["production_trust_configuration_invalid"]}\n' >> "$TRUST_LOG" fi : > "$OUTPUT_FILE" echo "GOVERNANCE_DENIED trace_id=$TRACE_ID reason=production_trust_root_unavailable" >&2 exit 2 fi printf '%s\n' "$TRUST_JSON" >> "$TRUST_LOG" if ! bash "$SCRIPT_DIR/sign-audit-head.sh" "$AUDIT_LOG" >/dev/null 2>&1; then : > "$OUTPUT_FILE" echo "GOVERNANCE_DENIED trace_id=$TRACE_ID reason=external_signing_failed" >&2 exit 2 fi if ! bash "$SCRIPT_DIR/audit-ship-s3.sh" "$AUDIT_DIR/audit-head.txt" >/dev/null 2>&1; then : > "$OUTPUT_FILE" echo "GOVERNANCE_DENIED trace_id=$TRACE_ID reason=external_immutable_anchor_failed" >&2 exit 2 fi else if [[ "$PRODUCTION_PROFILE" == "1" ]]; then printf '{"schema_version":"1.0.0","profile":"production","ready":false,"certifiable":false,"emergency_override":true,"severity":"critical","reason_codes":["emergency_local_trust_override_active"]}\n' >> "$TRUST_LOG" echo "CRITICAL: emergency local trust override active; execution cannot be production-certified" >&2 fi if command -v openssl >/dev/null 2>&1; then # Private signing key lives OFF-REPO (default ~/.casan/audit-keys); only the # public key is committed. Production: replace with KMS/HSM. PUB_DIR="$CASAN_GOVERNANCE_ROOT" PRIV_DIR="${CASAN_AUDIT_KEY_DIR:-$HOME/.casan/audit-keys}" AUDIT_PRIV="$PRIV_DIR/audit-private.pem" AUDIT_PUB="$PUB_DIR/audit-public.pem" mkdir -p "$PUB_DIR" "$PRIV_DIR" if [[ ! -f "$AUDIT_PRIV" ]]; then if [[ "${CASAN_PROFILE:-}" == "prod" || "${CASAN_PROFILE:-}" == "production" || "${CASAN_PROFILE:-}" == "strict" || "${CASAN_VERIFY_STRICT:-}" == "1" ]]; then # SEC-02 (H-02): in enforced mode NEVER auto-generate a local signing key. # A freshly-minted key next to the data lets any file-writer re-sign a forged # head. Prod must provision the key out-of-band (KMS/HSM — see sign-audit-head.sh # Vault path). With no key we skip signing; the head stays unsigned and SEC-01 # strict verification then FAILS CLOSED. echo "AUDIT_SIGN_SKIPPED_ENFORCED no off-repo/KMS key provisioned; head left unsigned (verify fails closed)" >&2 else openssl genpkey -algorithm RSA -pkeyopt rsa_keygen_bits:2048 -out "$AUDIT_PRIV" 2>/dev/null chmod 600 "$AUDIT_PRIV" fi fi if [[ -f "$AUDIT_PRIV" ]]; then # Always re-export the public key so it matches the private key we sign with. # Without this, a private key that PERSISTS on a CI runner drifts out of sync # with a freshly checked-out audit-public.pem (e.g. one committed after a # Vault-KMS signing), and verify-audit-chain.sh would reject a genuine head. openssl rsa -in "$AUDIT_PRIV" -pubout -out "$AUDIT_PUB" 2>/dev/null || true printf '%s' "$RECORD_HASH" > "$AUDIT_DIR/audit-head.txt" openssl dgst -sha256 -sign "$AUDIT_PRIV" -out "$AUDIT_DIR/audit-head.sig" "$AUDIT_DIR/audit-head.txt" 2>/dev/null || true fi fi fi if [[ "$DECISION" != "approved" ]]; then : > "$OUTPUT_FILE" echo "GOVERNANCE_DENIED trace_id=$TRACE_ID risk=$RISK_LEVEL approval_status=$APPROVAL_STATUS" >&2 exit 2 fi printf '%s\n' "$OUTPUT_CONTENT" > "$OUTPUT_FILE" echo "GOVERNANCE_APPROVED trace_id=$TRACE_ID risk=$RISK_LEVEL approval_status=$APPROVAL_STATUS output=$OUTPUT_FILE"